← Tributary

ALPHA FINANCIAL ADVISORS, LLC

CHARLOTTE, NC · CRD 122545 · IAPD ↗ · alphafa.com · 704-716-1100

$619.3MRegulatory AUM
7Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — ALPHA FINANCIAL ADVISORS, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — ALPHA FINANCIAL ADVISORS, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — ALPHA FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($444.1M -> $503.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
January 2025 — ALPHA FINANCIAL ADVISORS, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — ALPHA FINANCIAL ADVISORS, LLC reported RAUM up 26% ($353.6M -> $444.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.