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WARBURTON CAPITAL MANAGEMENT, LLC

TULSA, OK · CRD 141969 · IAPD ↗ · 918-794-3000

$786.6MRegulatory AUM
6Advisory reps
7Employees
7Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — WARBURTON CAPITAL MANAGEMENT, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — WARBURTON CAPITAL MANAGEMENT, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — WARBURTON CAPITAL MANAGEMENT, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2024 — WARBURTON CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($498.6M -> $582.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.