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TAPROOT MANAGEMENT LP

NEW YORK, NY · CRD 335061 · IAPD ↗ · taprootmanagement.com · (646) 846-4427

$940.1MRegulatory AUM
15Advisory reps
22Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
September 2026 — TAPROOT MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $940.1M RAUM, 15 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
49
April 2026 — TAPROOT MANAGEMENT LP reported RAUM up 32% ($710.3M -> $940.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2026 — TAPROOT MANAGEMENT LP grew from 11 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
December 2025 — TAPROOT MANAGEMENT LP now reports custody of client assets ($587.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
December 2025 — TAPROOT MANAGEMENT LP grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
December 2025 — TAPROOT MANAGEMENT LP now reports 1 private fund(s) ($710.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
June 2025 — TAPROOT MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.