← Tributary

GRIFFIN GLOBAL ASSET MANAGEMENT

LOS ANGELES, CA · CRD 336578 · IAPD ↗ · 310 909 8800

$363.5MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
December 2025 — GRIFFIN GLOBAL ASSET MANAGEMENT now reports 2 private fund(s) ($717.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
July 2025 — GRIFFIN GLOBAL ASSET MANAGEMENT (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.