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PRINCETON GLOBAL ASSET MANAGEMENT LLC

PRINCETON, NJ · CRD 146644 · IAPD ↗ · princetonglobal.com · 609-945-1781

$921.3MRegulatory AUM
17Advisory reps
22Employees
0Clients
11-25Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — PRINCETON GLOBAL ASSET MANAGEMENT LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
December 2025 — PRINCETON GLOBAL ASSET MANAGEMENT LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — PRINCETON GLOBAL ASSET MANAGEMENT LLC reported RAUM up 29% ($605.8M -> $782.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2025 — PRINCETON GLOBAL ASSET MANAGEMENT LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — PRINCETON GLOBAL ASSET MANAGEMENT LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — PRINCETON GLOBAL ASSET MANAGEMENT LLC crossed $500M in regulatory AUM ($491.4M -> $605.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.