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PROTOCOL WEALTH, LLC

DENVER, CO · CRD 335298 · IAPD ↗ · protocolwealth.io · 720-439-9055

$153.0MRegulatory AUM
3Advisory reps
3Employees
49Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
August 2026 — PROTOCOL WEALTH, LLC notice-filed in FL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
May 2026 — PROTOCOL WEALTH, LLC filed an Item 4A succession naming PROTOCOL WEALTH, LLC (CRD 335298) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
50
February 2026 — PROTOCOL WEALTH, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
February 2026 — PROTOCOL WEALTH, LLC reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
25
December 2025 — PROTOCOL WEALTH, LLC changed its website from enclavegroup.io to protocolwealth.io.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
42
December 2025 — PROTOCOL WEALTH, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — ENCLAVE DIGITAL WEALTH, LLC is now doing business as PROTOCOL WEALTH, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
April 2025 — ENCLAVE DIGITAL WEALTH, LLC (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.