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BLUE JEAN FINANCIAL LLC

ALBANY, NY · CRD 331138 · IAPD ↗ · 518-631-5471

$133.3MRegulatory AUM
7Advisory reps
14Employees
0Clients
101-250Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — BLUE JEAN FINANCIAL LLC notice-filed in LA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2026 — BLUE JEAN FINANCIAL LLC reported RAUM up 41% ($94.7M -> $133.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2026 — BLUE JEAN FINANCIAL LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
February 2026 — BLUE JEAN FINANCIAL LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2026 — BLUE JEAN FINANCIAL LLC added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
December 2025 — BLUE JEAN FINANCIAL LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
July 2025 — BLUE JEAN FINANCIAL LLC notice-filed in FL, MN, NC, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — BLUE JEAN FINANCIAL LLC added office(s): 5 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
March 2025 — BLUE JEAN FINANCIAL LLC shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
March 2025 — BLUE JEAN FINANCIAL LLC now reports custody of client assets ($7.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
December 2024 — BLUE JEAN FINANCIAL LLC added office(s): 0 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
November 2024 — BLUE JEAN FINANCIAL LLC notice-filed in NH, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
November 2024 — BLUE JEAN FINANCIAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — BLUE JEAN FINANCIAL LLC (ALBANY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.