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DIAMOND CLIENT GROUP, LLC

THE WOODLANDS, TX · CRD 310570 · IAPD ↗ · 832-319-1555

$185.8MRegulatory AUM
11Advisory reps
11Employees
5Clients
26-50Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — DIAMOND CLIENT GROUP, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — DIAMOND CLIENT GROUP, LLC now reports custody of client assets ($122.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
66
April 2026 — DIAMOND CLIENT GROUP, LLC reported RAUM up 58% ($117.3M -> $185.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2026 — DIAMOND CLIENT GROUP, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
46
December 2025 — DIAMOND CLIENT GROUP, LLC notice-filed in PA, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — DIAMOND CLIENT GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
April 2025 — DIAMOND CLIENT GROUP, LLC (THE WOODLANDS, TX) is newly SEC-registered with $117.3M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.