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FIRST TRUST GLOBAL PORTFOLIOS LTD.

LONDON, United Kingdom · CRD 169173 · IAPD ↗ · ftglobalportfolios.com · +44 203 195 7121

$338.8MRegulatory AUM
6Advisory reps
34Employees
0Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

23
April 2026 — FIRST TRUST GLOBAL PORTFOLIOS LTD. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2026 — FIRST TRUST GLOBAL PORTFOLIOS LTD. reported RAUM up 60% ($211.2M -> $338.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
41
April 2026 — FIRST TRUST GLOBAL PORTFOLIOS LTD. grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
20
December 2025 — FIRST TRUST GLOBAL PORTFOLIOS LTD.'s Item 11 disclosure-reporting entries rose by 2 (1 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.