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RIVER CRESCENT ADVISORS, LLC

SUFFOLK, VA · CRD 334629 · IAPD ↗ · rivercrescentadvisors.com · (757) 651-9305

$136.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
February 2026 — RIVER CRESCENT ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
February 2026 — RIVER CRESCENT ADVISORS, LLC now reports custody of client assets ($102).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
46
December 2025 — RIVER CRESCENT ADVISORS, LLC notice-filed in AZ, MD, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2025 — RIVER CRESCENT ADVISORS, LLC (SUFFOLK, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.