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PEDDOCK CAPITAL ADVISORS, LLC

BRAINTREE, MA · CRD 148216 · IAPD ↗ · (781) 848-0288

$836.2MRegulatory AUM
5Advisory reps
6Employees
23Clients
11-25Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — PEDDOCK CAPITAL ADVISORS, LLC notice-filed in FL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — PEDDOCK CAPITAL ADVISORS, LLC notice-filed in ME, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2025 — PEDDOCK CAPITAL ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — PEDDOCK CAPITAL ADVISORS, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2024 — PEDDOCK CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($495.5M -> $613.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.