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BROADVIEW WEALTH PARTNERS

BOULDER, CO · CRD 335028 · IAPD ↗ · broadviewwp.com · 303-323-4293

$304.7MRegulatory AUM
7Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — BROADVIEW WEALTH PARTNERS added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
September 2026 — BROADVIEW WEALTH PARTNERS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2026 — BROADVIEW WEALTH PARTNERS grew from 2 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
98
December 2025 — BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.