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FOUNDRY FINANCIAL LLC

PASADENA, CA · CRD 300122 · IAPD ↗ · foundryfinancial.org · (213) 802-8662

$232.6MRegulatory AUM
10Advisory reps
13Employees
53Clients
101-250Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — FOUNDRY FINANCIAL LLC added office(s): 7 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
October 2026 — FOUNDRY FINANCIAL LLC grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
September 2026 — FOUNDRY FINANCIAL LLC notice-filed in CO, MI, NE, NJ, NY, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2026 — FOUNDRY FINANCIAL LLC added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
June 2026 — FOUNDRY FINANCIAL LLC added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
June 2026 — FOUNDRY FINANCIAL LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
46
April 2026 — FOUNDRY FINANCIAL LLC notice-filed in HI, MD, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — FOUNDRY FINANCIAL LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — FOUNDRY FINANCIAL LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — FOUNDRY FINANCIAL LLC reported RAUM up 122% ($104.7M -> $232.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2026 — FOUNDRY FINANCIAL LLC notice-filed in CT, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — FOUNDRY FINANCIAL LLC moved its main office from LOS ANGELES, CA to PASADENA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
December 2025 — FOUNDRY FINANCIAL LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
December 2025 — FOUNDRY FINANCIAL LLC notice-filed in AZ, GA, MA, NC, NH, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2025 — FOUNDRY FINANCIAL LLC (LOS ANGELES, CA) is newly SEC-registered with $104.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.