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LUMINIST CAPITAL, LLC

· CRD 173396 · IAPD ↗ · 616-600-4517

$104.6MRegulatory AUM
5Advisory reps
5Employees
1Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — LUMINIST CAPITAL, LLC reported RAUM down 26% ($140.7M -> $104.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
March 2026 — LUMINIST CAPITAL, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
December 2025 — LUMINIST CAPITAL, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
March 2025 — LUMINIST CAPITAL, LLC notice-filed in KY, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — LUMINIST CAPITAL, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2024 — LUMINIST CAPITAL, LLC reported RAUM up 25% ($102.8M -> $128.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.