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PRINCIPIUM INVESTMENTS LLC

· CRD 124989 · IAPD ↗ · principium.co · (303) 351-5353

$225.4MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — PRINCIPIUM INVESTMENTS LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2025 — PRINCIPIUM INVESTMENTS LLC reported RAUM up 30% ($153.1M -> $198.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — PRINCIPIUM INVESTMENTS LLC reported RAUM up 25% ($122.2M -> $153.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.