← Tributary

LONG ISLAND WEALTH MANAGEMENT, INC.

· CRD 173363 · IAPD ↗ · liwealth.com · 516-238-7629

$291.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
11-25Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — LONG ISLAND WEALTH MANAGEMENT, INC. notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
October 2026 — LONG ISLAND WEALTH MANAGEMENT, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
May 2026 — LONG ISLAND WEALTH MANAGEMENT, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2026 — LONG ISLAND WEALTH MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2026 — LONG ISLAND WEALTH MANAGEMENT, INC. now reports custody of client assets ($63.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
44
December 2025 — LONG ISLAND WEALTH MANAGEMENT, INC. notice-filed in FL, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — LONG ISLAND WEALTH MANAGEMENT, INC. reported RAUM up 49% ($145.5M -> $217.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.