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GORDIAN CAPITAL JAPAN LIMITED

TOKYO, Japan · CRD 309108 · IAPD ↗ · +81 3-4520-2323

$1.82BRegulatory AUM
12Advisory reps
23Employees
1Clients
0Planning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

38
April 2026 — GORDIAN CAPITAL JAPAN LIMITED reported RAUM up 44% ($1.26B -> $1.82B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
15
December 2025 — GORDIAN CAPITAL JAPAN LIMITED filed an Item 4A succession naming GORDIAN CAPITAL JAPAN LIMITED (CRD 309108) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
42
April 2025 — GORDIAN CAPITAL JAPAN LIMITED grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — GORDIAN CAPITAL JAPAN LIMITED crossed $1B in regulatory AUM ($822.8M -> $1.26B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
40
April 2024 — GORDIAN CAPITAL JAPAN LIMITED crossed $500M in regulatory AUM ($136.9M -> $822.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.