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CORDIS FINANCIAL, LLC

MINNEAPOLIS, MN · CRD 294766 · IAPD ↗ · (612) 268-2620

$360.7MRegulatory AUM
5Advisory reps
7Employees
12Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — CORDIS FINANCIAL, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — CORDIS FINANCIAL, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
March 2025 — CORDIS FINANCIAL, LLC reported RAUM up 75% ($181.3M -> $317.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.