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COPPERLEAF CAPITAL, LLC

CLOVER, SC · CRD 117823 · IAPD ↗ · 919-787-9725

$281.6MRegulatory AUM
4Advisory reps
7Employees
0Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
July 2026 — COPPERLEAF CAPITAL, LLC moved its main office from CONCORD, NC to CLOVER, SC.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
42
December 2025 — COPPERLEAF CAPITAL, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2025 — COPPERLEAF CAPITAL, LLC moved its main office from RALEIGH, NC to CONCORD, NC.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
43
January 2025 — COPPERLEAF CAPITAL, LLC filed an Item 4A succession naming COPPERLEAF CAPITAL, LLC (CRD 117823) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
45
January 2025 — COPPERLEAF CAPITAL, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
January 2025 — COPPERLEAF CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
January 2025 — COPPERLEAF CAPITAL, LLC reported RAUM up 37% ($185.8M -> $255.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2024 — COPPERLEAF CAPITAL, LLC reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.