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SWBC INVESTMENT ADVISORY SERVICES LLC

AUSTIN, TX · CRD 156155 · IAPD ↗ · swbc.com · 717.816.4162

$0Regulatory AUM
6Advisory reps
9Employees
2111Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
April 2026 — SWBC INVESTMENT ADVISORY SERVICES LLC added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
32
December 2025 — SWBC INVESTMENT ADVISORY SERVICES LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.