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CORGI STRATEGIES, LLC

CHICAGO, IL · CRD 337985 · IAPD ↗ · founderledfunds.com · 855-552-6744

$799.3MRegulatory AUM
5Advisory reps
18Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

35
September 2026 — CORGI STRATEGIES, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
September 2026 — CORGI STRATEGIES, LLC moved its main office from SAN FRANCISCO, CA to CHICAGO, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
60
September 2026 — CORGI STRATEGIES, LLC crossed $500M in regulatory AUM ($10.0M -> $825.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
62
September 2026 — CORGI STRATEGIES, LLC grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
May 2026 — CORGI STRATEGIES, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
December 2025 — CORGI STRATEGIES, LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.