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ATON FINANCIAL LLC

SAN JUAN, PR · CRD 173070 · IAPD ↗ · atonfinancial.com · 787-725-6070

$600.9MRegulatory AUM
7Advisory reps
9Employees
0Clients
1-10Planning clients
5Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — ATON FINANCIAL LLC crossed $500M in regulatory AUM ($469.1M -> $600.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
December 2025 — ATON FINANCIAL LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — ATON FINANCIAL LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — ATON FINANCIAL LLC now reports custody of client assets ($7.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
June 2024 — ATON FINANCIAL LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — ATON FINANCIAL LLC reported RAUM up 38% ($311.4M -> $428.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.