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HERITAGE FINANCIAL SERVICES

WESTWOOD, MA · CRD 127268 · IAPD ↗ · heritagefinancial.net · 781-255-0214

$2.99BRegulatory AUM
23Advisory reps
49Employees
0Clients
More than 500Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — HERITAGE FINANCIAL SERVICES (WESTWOOD, MA) left the SEC roster (was $2.99B RAUM, 23 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
December 2025 — HERITAGE FINANCIAL SERVICES notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
August 2025 — HERITAGE FINANCIAL SERVICES notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — HERITAGE FINANCIAL SERVICES notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — HERITAGE FINANCIAL SERVICES reported RAUM up 29% ($1.93B -> $2.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.