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NORTHERN LIGHTS ADVISORS, INC.

SEATTLE, WA · CRD 167824 · IAPD ↗ · 206-203-6638

$258.9MRegulatory AUM
3Advisory reps
5Employees
9Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — NORTHERN LIGHTS ADVISORS, INC. reported RAUM up 97% ($131.7M -> $258.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
46
December 2025 — NORTHERN LIGHTS ADVISORS, INC. notice-filed in CA, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2025 — NORTHERN LIGHTS ADVISORS, INC. (SEATTLE, WA) is newly SEC-registered with $131.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.