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TENZING FINANCIAL LLC

WILLIAMSBURG, VA · CRD 335259 · IAPD ↗ · tenzingfinancial.us · (757) 703-0030

$231.1MRegulatory AUM
3Advisory reps
5Employees
2Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
March 2026 — TENZING FINANCIAL LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
December 2025 — TENZING FINANCIAL LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2025 — TENZING FINANCIAL LLC (WILLIAMSBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.