← Tributary

HARVEY CAPITAL PARTNERS, L.P.

NEW YORK, NY · CRD 327590 · IAPD ↗ · 212 970 5500

$1.26BRegulatory AUM
10Advisory reps
15Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — HARVEY CAPITAL PARTNERS, L.P. now reports custody of client assets ($2.51B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
57
April 2026 — HARVEY CAPITAL PARTNERS, L.P. grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2026 — HARVEY CAPITAL PARTNERS, L.P.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
April 2026 — HARVEY CAPITAL PARTNERS, L.P. now reports 1 private fund(s) ($1.26B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2025 — HARVEY CAPITAL PARTNERS, L.P. (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.