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IMPACT INVESTORS

· CRD 289028 · IAPD ↗ · theimpactinvestors.com · 888-463-6861

$318.2MRegulatory AUM
8Advisory reps
9Employees
0Clients
101-250Planning clients
1Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — IMPACT INVESTORS notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — IMPACT INVESTORS notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — IMPACT INVESTORS now reports custody of client assets ($113.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
71
April 2025 — IMPACT INVESTORS grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
March 2024 — IMPACT INVESTORS reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.