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NX1 CAPITAL LP

NEW YORK, NY · CRD 339026 · IAPD ↗ · 917-742-2739

$2.86BRegulatory AUM
10Advisory reps
29Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — NX1 CAPITAL LP now reports custody of client assets ($5.73B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2026 — NX1 CAPITAL LP grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2026 — NX1 CAPITAL LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
April 2026 — NX1 CAPITAL LP now reports 1 private fund(s) ($2.86B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2025 — NX1 CAPITAL LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.