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QUARTZ PARTNERS INVESTMENT MANAGEMENT

SARATOGA SPRINGS, NY · CRD 174327 · IAPD ↗ · eticofinancial.com · 800-433-0422

$611.9MRegulatory AUM
22Advisory reps
26Employees
772Clients
0Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — QUARTZ PARTNERS INVESTMENT MANAGEMENT notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
July 2026 — QUARTZ PARTNERS INVESTMENT MANAGEMENT crossed $500M in regulatory AUM ($397.8M -> $611.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
June 2026 — QUARTZ PARTNERS INVESTMENT MANAGEMENT notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
January 2026 — QUARTZ PARTNERS INVESTMENT MANAGEMENT added office(s): 9 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
January 2026 — QUARTZ PARTNERS INVESTMENT MANAGEMENT reported RAUM up 42% ($281.0M -> $397.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
January 2026 — QUARTZ PARTNERS INVESTMENT MANAGEMENT grew from 13 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — QUARTZ PARTNERS INVESTMENT MANAGEMENT notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — QUARTZ PARTNERS INVESTMENT MANAGEMENT notice-filed in MA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — QUARTZ PARTNERS INVESTMENT MANAGEMENT notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — QUARTZ PARTNERS INVESTMENT MANAGEMENT added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.