← Tributary

PEAK FINANCIAL MANAGEMENT, INC.

BROOMFIELD, CO · CRD 281223 · IAPD ↗ · peakfinancialmanagement.com · (303) 255-2252

$109.4MRegulatory AUM
2Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
December 2025 — PEAK FINANCIAL MANAGEMENT, INC. (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.