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COLTON GROOME FINANCIAL ADVISORS, LLC

ASHEVILLE, NC · CRD 128365 · IAPD ↗ · coltongroome.com · 828-252-1816

$724.9MRegulatory AUM
13Advisory reps
16Employees
101Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — COLTON GROOME FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($444.0M -> $724.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
January 2026 — COLTON GROOME FINANCIAL ADVISORS, LLC notice-filed in NH, TN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — COLTON GROOME FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
December 2025 — COLTON GROOME FINANCIAL ADVISORS, LLC grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2025 — COLTON GROOME FINANCIAL ADVISORS, LLC reported RAUM up 27% ($350.8M -> $444.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
October 2024 — COLTON GROOME FINANCIAL ADVISORS, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
September 2024 — COLTON GROOME FINANCIAL ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.