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GRANITE ISLANDS PRIVATE WEALTH, LLC

GUILFORD, CT · CRD 336263 · IAPD ↗ · graniteislands.com · 203-889-3890

$229.9MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — GRANITE ISLANDS PRIVATE WEALTH, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2026 — GRANITE ISLANDS PRIVATE WEALTH, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
January 2026 — GRANITE ISLANDS PRIVATE WEALTH, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
January 2026 — GRANITE ISLANDS PRIVATE WEALTH, LLC now reports custody of client assets ($87.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
January 2026 — GRANITE ISLANDS PRIVATE WEALTH, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — GRANITE ISLANDS PRIVATE WEALTH, LLC (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.