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INVESCO CAPITAL MANAGEMENT LLC

DOWNERS GROVE, IL · CRD 125601 · IAPD ↗ · 800-983-0903

$941.02BRegulatory AUM
39Advisory reps
222Employees
0Clients
n/aPlanning clients
0Private funds
1States
3Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
February 2026 — INVESCO CAPITAL MANAGEMENT LLC reported RAUM up 26% ($740.53B -> $934.63B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2025 — INVESCO CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2025 — INVESCO CAPITAL MANAGEMENT LLC shrank from 49 to 38 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
57
April 2025 — INVESCO CAPITAL MANAGEMENT LLC reported RAUM up 36% ($545.53B -> $740.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2024 — INVESCO CAPITAL MANAGEMENT LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
57
April 2024 — INVESCO CAPITAL MANAGEMENT LLC reported RAUM up 36% ($400.64B -> $545.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.