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OPENVEST

AVENTURA, FL · CRD 328152 · IAPD ↗ · openvest.co · 917-678-8797

$353,485Regulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — OPENVEST moved its main office from MIAMI, FL to AVENTURA, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
December 2025 — OPENVEST moved its main office from NEW YORK, NY to MIAMI, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
December 2025 — OPENVEST notice-filed in CO, GA, KS, LA, MI, OH, TX, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
July 2025 — OPENVEST's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
March 2025 — OPENVEST (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.