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QUAD INVESTMENT MANAGEMENT CORP.

SEOUL, YEONGDEUNGPO-GU, Korea, South · CRD 331606 · IAPD ↗ · quadim.com · +822 786 1830

$2.62BRegulatory AUM
24Advisory reps
45Employees
0Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

70
December 2025 — QUAD INVESTMENT MANAGEMENT CORP. (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.