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CAPSTONE INVESTMENT GROUP

OLYMPIA, WA · CRD 159918 · IAPD ↗ · wisdomanddiscipline.com · 360-570-9888

$342.7MRegulatory AUM
8Advisory reps
13Employees
0Clients
251-500Planning clients
0Private funds
11States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

28
October 2026 — CAPSTONE INVESTMENT GROUP changed its website from yourcapstone.com to wisdomanddiscipline.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
47
October 2026 — CAPSTONE INVESTMENT GROUP notice-filed in FL, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
October 2026 — CAPSTONE INVESTMENT GROUP added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
October 2026 — CAPSTONE INVESTMENT GROUP reported RAUM up 94% ($176.4M -> $342.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
25
September 2026 — CAPSTONE INVESTMENT GROUP changed its website from wisdomanddiscipline.com to yourcapstone.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
44
August 2026 — CAPSTONE INVESTMENT GROUP notice-filed in GA, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
January 2026 — CAPSTONE INVESTMENT GROUP notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
January 2026 — CAPSTONE INVESTMENT GROUP grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
December 2025 — CAPSTONE INVESTMENT GROUP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
December 2025 — CAPSTONE INVESTMENT GROUP added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — CAPSTONE INVESTMENT GROUP notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — CAPSTONE INVESTMENT GROUP added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
March 2024 — CAPSTONE INVESTMENT GROUP reported RAUM up 28% ($108.9M -> $139.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.