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LYON WEALTH ADVISORS

CHARLOTTE, NC · CRD 325041 · IAPD ↗ · 704-424-9780

$311.4MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
February 2026 — LYON WEALTH ADVISORS notice-filed in AL, CO, GA, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
February 2026 — LYON WEALTH ADVISORS reported RAUM up 57% ($198.4M -> $311.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — LYON WEALTH ADVISORS notice-filed in CA, FL, NH, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2025 — LYON WEALTH ADVISORS (CHARLOTTE, NC) is newly SEC-registered with $198.4M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.