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PACIFIC WAY CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 334551 · IAPD ↗ · 646-893-4859

$33.57BRegulatory AUM
4Advisory reps
8Employees
0Clients
0Planning clients
9Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — PACIFIC WAY CAPITAL MANAGEMENT, LLC reported RAUM up 1880% ($1.70B -> $33.57B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
December 2025 — PACIFIC WAY CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
December 2025 — PACIFIC WAY CAPITAL MANAGEMENT, LLC now reports 9 private fund(s) ($33.32B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
June 2025 — PACIFIC WAY CAPITAL MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.