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REGATTA CAPITAL GROUP, LLC

EL SEGUNDO, CA · CRD 145363 · IAPD ↗ · 310-725-9102

$1.55BRegulatory AUM
14Advisory reps
18Employees
0Clients
More than 500Planning clients
4Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
December 2025 — REGATTA CAPITAL GROUP, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
November 2024 — REGATTA CAPITAL GROUP, LLC notice-filed in CT, HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.