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EMERALD INVESTMENT ADVISERS, LLC

LEOLA, PA · CRD 338769 · IAPD ↗ · teamemerald.com · 717-556-8900

$2.26BRegulatory AUM
12Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — EMERALD INVESTMENT ADVISERS, LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2026 — EMERALD INVESTMENT ADVISERS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
February 2026 — EMERALD INVESTMENT ADVISERS, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
80
February 2026 — EMERALD INVESTMENT ADVISERS, LLC grew from 2 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
December 2025 — EMERALD INVESTMENT ADVISERS, LLC (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.