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C-III INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 156553 · IAPD ↗ · c3cp.com · 212-705-5000

$2.47BRegulatory AUM
30Advisory reps
80Employees
0Clients
n/aPlanning clients
8Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
December 2025 — C-III INVESTMENT MANAGEMENT LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
December 2025 — C-III INVESTMENT MANAGEMENT LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.