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HOXTON PLANNING & MANAGEMENT, LLC

SHEPHERDSTOWN, WV · CRD 319087 · IAPD ↗ · 304-876-2619

$591.5MRegulatory AUM
4Advisory reps
8Employees
3Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — HOXTON PLANNING & MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — HOXTON PLANNING & MANAGEMENT, LLC crossed $500M in regulatory AUM ($491.6M -> $591.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
December 2025 — HOXTON PLANNING & MANAGEMENT, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
March 2025 — HOXTON PLANNING & MANAGEMENT, LLC reported RAUM up 41% ($348.4M -> $491.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
November 2024 — HOXTON PLANNING & MANAGEMENT, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.