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LIGHTHOUSE INVESTMENT PARTNERS, LLC

PALM BEACH GARDENS, FL · CRD 136591 · IAPD ↗ · northrockllc.com · 561-741-0820

$107.45BRegulatory AUM
203Advisory reps
449Employees
0Clients
n/aPlanning clients
139Private funds
12States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

34
October 2026 — LIGHTHOUSE INVESTMENT PARTNERS, LLC notice-filed in CT, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
December 2025 — LIGHTHOUSE INVESTMENT PARTNERS, LLC added office(s): 21 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
December 2025 — LIGHTHOUSE INVESTMENT PARTNERS, LLC grew from 171 to 206 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
August 2025 — LIGHTHOUSE INVESTMENT PARTNERS, LLC added office(s): 19 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
32
February 2025 — LIGHTHOUSE INVESTMENT PARTNERS, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
34
October 2024 — LIGHTHOUSE INVESTMENT PARTNERS, LLC notice-filed in AZ, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
October 2024 — LIGHTHOUSE INVESTMENT PARTNERS, LLC reported RAUM up 33% ($55.83B -> $74.15B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
October 2024 — LIGHTHOUSE INVESTMENT PARTNERS, LLC grew from 124 to 171 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
June 2024 — LIGHTHOUSE INVESTMENT PARTNERS, LLC added office(s): 20 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.