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MOR WEALTH MANAGEMENT, LLC

PHILADELPHIA, PA · CRD 333022 · IAPD ↗ · morwm.com · 267-930-8300

$395.6MRegulatory AUM
3Advisory reps
8Employees
2Clients
51-100Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — MOR WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
December 2025 — MOR WEALTH MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
68
December 2025 — MOR WEALTH MANAGEMENT, LLC now reports custody of client assets ($193.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — MOR WEALTH MANAGEMENT, LLC (PHILADELPHIA, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.