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SUMMITPOINT CAPITAL MANAGEMENT

LITTLETON, CO · CRD 336856 · IAPD ↗ · summitpoint-cap.com · 7207439440

$132.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
December 2025 — SUMMITPOINT CAPITAL MANAGEMENT notice-filed in FL, PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
December 2025 — SUMMITPOINT CAPITAL MANAGEMENT now reports custody of client assets ($37.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — SUMMITPOINT CAPITAL MANAGEMENT (LITTLETON, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.