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COUNTRYSIDE FINANCIAL LLC

WILLIAMSVILLE, NY · CRD 337489 · IAPD ↗ · countrysidefinancialny.com · 716-256-1330

$73.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
September 2026 — COUNTRYSIDE FINANCIAL LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
July 2026 — COUNTRYSIDE FINANCIAL LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
65
July 2026 — COUNTRYSIDE FINANCIAL LLC now reports custody of client assets ($57.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
March 2026 — COUNTRYSIDE FINANCIAL LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
January 2026 — COUNTRYSIDE FINANCIAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — COUNTRYSIDE FINANCIAL LLC (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.