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ACE & COMPANY NEW YORK, INC.

NEW YORK, NY · CRD 304442 · IAPD ↗ · aceandcompany.com · 212-220-2777

$65.8MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
May 2026 — ACE & COMPANY NEW YORK, INC. reported RAUM up 27% ($52.0M -> $65.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — ACE & COMPANY NEW YORK, INC. now reports custody of client assets ($19.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
48
April 2025 — ACE & COMPANY NEW YORK, INC. reported RAUM up 42% ($36.8M -> $52.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.