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BRINDLE & BAY FINANCIAL ADVISORS, LLC

FRISCO, TX · CRD 291747 · IAPD ↗ · brindleandbay.com · 214-988-9178

$184.8MRegulatory AUM
3Advisory reps
4Employees
0Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — BRINDLE & BAY FINANCIAL ADVISORS, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2026 — BRINDLE & BAY FINANCIAL ADVISORS, LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2026 — BRINDLE & BAY FINANCIAL ADVISORS, LLC reported RAUM up 62% ($114.2M -> $184.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
December 2025 — BRINDLE & BAY FINANCIAL ADVISORS, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
October 2024 — BRINDLE & BAY FINANCIAL ADVISORS, LLC (FRISCO, TX) is newly SEC-registered with $100.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.