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PALLER FINANCIAL SERVICES, INC.

CENTENNIAL, CO · CRD 161531 · IAPD ↗ · 303-858-0045

$147.9MRegulatory AUM
4Advisory reps
6Employees
159Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
March 2026 — PALLER FINANCIAL SERVICES, INC. grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
December 2025 — PALLER FINANCIAL SERVICES, INC. now reports custody of client assets ($2.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2024 — PALLER FINANCIAL SERVICES, INC. (CENTENNIAL, CO) is newly SEC-registered with $126.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.