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STONEFIELD INVESTMENT ADVISORY, INC.

CEDAR RAPIDS, IA · CRD 113802 · IAPD ↗ · 319-377-7811

$120.2MRegulatory AUM
1Advisory reps
2Employees
5Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
February 2026 — STONEFIELD INVESTMENT ADVISORY, INC. notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2025 — STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.